832-304-1850

Built for Four Texas Professional Practices

Every regulated profession has a different compliance stack. We specialize in four — the ones where the intersection of federal regulation, state law, and professional ethics creates real liability for the firm’s partners. If your practice is in one of these categories, we speak your regulators’ language.

Who We Serve

Law Firms

From solo practitioners to firms of 75 attorneys and their support staff. We understand state bar ethics opinions on technology competence, client confidentiality duties under Rule 1.05, and the reality that a breach doesn’t just trigger civil liability — it triggers disciplinary exposure.

CPAs

CPAs and accounting practices subject to the FTC Safeguards Rule as ‘financial institutions’ under GLBA. IRS Publication 4557 and the W-12 PTIN renewal require a Written Information Security Plan (WISP) — we produce one that actually reflects your environment, not a template you sign and file.

RIAs & Financial Advisors

Investment advisers, wealth management practices, and family offices subject to SEC Reg S-P, FTC Safeguards Rule, and — for those managing client AI-assisted portfolios or communications — TRAIGA. The Reg S-P smaller-entity compliance deadline is June 3, 2026.

Tax Preparation Practices

Tax preparation firms — from solo EAs to multi-preparer practices — subject to the FTC Safeguards Rule and the IRS WISP requirement at PTIN renewal. We build a WISP that satisfies both, and a program that holds up through the 10-week revenue window where every system has to stay online.

Where We Work

We serve legal and financial firms across greater Houston, with quarterly onsite visits included at the Safe Harbor 100+ and Regulated Practice tiers. Primary markets include:
The Woodlands, Spring, and Conroe
Energy Corridor and West Houston
Galleria, Uptown, and Memorial
Sugar Land and Stafford
Katy and Cinco Ranch
Kingwood, Humble, and Atascocita
Our practice is deliberately capacity-limited. We keep the roster small so that when something goes wrong, we answer the phone.

Get Started

Schedule Your Compliance

Readiness Review

One 60-minute onsite meeting at your office. We assess your current posture against SB 2610, FTC Safeguards, Reg S-P, and TRAIGA — then deliver a written gap report identifying the top 5 risks in your environment. Yours to keep, whether or not we work together.

Schedule Your Review

Or call us directly: 832-304-1850

Credentials and alignment

See if we’re a fit for your firm

The best way to evaluate us is the Compliance Readiness Review — a free 60-minute onsite meeting where you meet the person who’d be delivering your service. Not a salesperson. Not a sales engineer. Just the owner.